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ABOUT ESRB - Entertainment Software Rating Board

The mission statement for the non-profit, self-regulatory body, Entertainment Software Rating Board (ESRB), which assigns rating information for video games and apps, enforces video game marketing guidelines and helps ensure responsible privacy practices.


The Financial Industry Regulatory Authority (FINRA), is the largest regulator for all securities firms doing business in the United States. In today's fast-paced and complex global economy, FINRA is a trusted advocate for investors, dedicated to keeping the markets fair, ensuring investor choice and proactively addressing emerging regulatory. 15 U.S. Code § 78c - Definitions and applicationU.S. The term “exchange” means any organization, association, or group of persons, whether incorporated or unincorporated, which constitutes, maintains, or provides a market place or facilities for bringing together purchasers and sellers of securities or for otherwise performing with respect to securities the functions commonly performed by a.What is Organization? definition and meaning Definition of organization: A company, business, firm, or association. Almost every organization has two types of employees; those who care about the job, company, and invest their spare time and money into it on occasion, and those who do minimal work just get their paycheck.Home - ALICE RAP ALICE RAP was a five year European research project (2011-2016), co-financed by the European Commission that brought together around 200 scientists from.About NFANFA About NFA. NFA is the industrywide, self-regulatory organization for the U.S, derivatives industry. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and.USC03 2 USC 1602: Definitions - Office of the Law. §1602. Definitions. As used in this chapter: (1) Agency. The term "agency" has the meaning given that term in section 551(1) of title 5. (2) Client. The term "client" means any person or entity that employs or retains another person for financial or other compensation to conduct.

Credit Rating Agencies and Nationally Recognized.

A credit rating agency assesses the creditworthiness of an obligor as an entity or with respect to specific securities or money market instruments.

Futures Commission Merchants FCMsU.S. COMMODITY.

A firm handling transactions only for proprietary persons (such as the firm itself, affiliates, top officers, or directors) need not register as an FCM. A non-U.S, firm with only non-U.S, customers does not have to register if it submits all trades for clearing to an FCM. All registered FCMs and IBs

13100. Definitions - FINRA - Rules and Regulations

For purposes of the Code, the term "member" means any broker or dealer admitted to membership in FINRA, whether or not the membership has been terminated or cancelled; and any broker or dealer admitted to membership in a self-regulatory organization that, with FINRA consent, has required its members to arbitrate pursuant to the Code and/or to.

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